Tuesday, March 14, 2023

The Sobering Realities and Challenges of Financing Decarbonization

 

     The daunting challenges of financing decarbonization at the level required by the more aggressive decarbonization scenarios being pushed by deep decarbonization and fast decarbonization advocates are quite sobering. Trillions of dollars per year from the private sector would be required to achieve those targets. That makes deep and fast decarbonization less likely in reality. It is really a longshot but in some ways that depends on how you look at it. Private capital deployment has constraints, and the number one constraint is financial risk, which must be mitigated to the satisfaction of the investors. As a business externality decarbonization is inherently unprofitable, especially at first. It requires government subsidization and/or the regulatory nudging of a carbon market. As long as public and support is maintained, and private capital is available there can be success. However, operating in crisis mode will probably not be helpful.

 

Cost Estimates

 

     A presenter at the recent Energy Futures Energy Finance Forum (EF3) live stream revealed that current private equity per annum for decarbonization is at about $600 billion and that would have to rise to $3-5 trillion annually to meet decarbonization targets. The IEA estimates we need $4.4 trillion annually from about $1.4 trillion from all sources now, which means total annual investment must more than triple to meet targets. Is that reasonable or sustainable? The number in the billions is already high for inherently unprofitable investments and increasing it by multiple times times is not going to be helpful to the world economy, which is already struggling due to inflation and high interest rates. Investors face many risks and to compel them towards more investments that are low return at best but more likely little to no return certainly doesn’t seem like a sound financial strategy. Of course, each project is different and must be evaluated individually. The government needs to be mindful of vetting projects so that subsidies are given to projects that can be viable and profitable at some point. Advanced nuclear and CCS both support lowering the emissions intensity of reliable non-intermittent energy sources and should perhaps be prioritized. Solar and wind are best supported by current levels of tax credits and by investments in infrastructure upgrades. Advanced nuclear is reliant on government subsidization. CCS, hydrogen, and biofuels are favored by the fossil fuel industry which is a major source of private capital for these projects as well as government incentives like 45Q.   

 

Emphases

 

     In the EF3 forum Senator Chris Coons emphasized the importance of investment for scaling up new tech that looks promising, like small modular nuclear reactors, carbon capture and sequestration, and hydrogen. He also noted the need for permitting reform in both clean and fossil energy projects and the need for developing countries to develop their fossil resources as well as clean energy. He also emphasized the effectiveness of switching from coal to gas. These are all pretty clear things to prioritize and expedite including stopping the nonsense of not lending to developing countries for the fossil fuel projects they need to help their economies, despite the emissions. In developing countries energy and modern electricity access should trump decarbonization concerns.

 

Investment Risk Management

 

     Investors face several types of risk. There is technology risk, revenue risk, regulatory risk, infrastructure risk, financial reg risk, reputational risk. The government can alleviate some of those risks with subsidization, regulatory and permit reform and streamlining, and longer-term financial backing. The IMF notes that subsidies must be credible and irreversible. Corporate and institutional investors require investments that are stable and steady in the longer term, even if returns are low. All these risks need to be priced. Investors understand the “why” of what they are doing in decarbonization investment but the “how” is the challenge. There is a need to be pragmatic and to avoid being overly aspirational with emissions reduction. We know that early-stage projects often have much higher costs before scaling can happen, but we still need to concurrently assess costs as projects are being developed. Former Energy Secretary Ernest Moniz emphasized the government nudges that are now in place in the U.S. with the infrastructure bill, the IRA, and the Chips Act. He suggested some goals for 2030 including bringing projects to “manufacturability” so that scaling and filled “order books” can bring down prices and increase speed and quality. He said that demonstrable tech that can be deployed at scale should be a major goal for 2030. That does seem to be the case for both advanced nuclear and CCS. He also noted that the hard to abate heavy industry sector needs to get moving as well with government support. He also noted that the investment, tech, and policy communities all need to be provided with enough information to be able to determine feasibility of projects. Since there is blended public and private finance, there needs to be a retuning of information sharing to all parties so that risks can be shared and understood as best as possible by all parties.  

     These different risks need to be evaluated for each technology and at each point along the value chain of each technology. In order to attract institutional investors these risks must be thoroughly analyzed, understood, and hedged. Decarbonization investments are long-term and can be aligned with institutional investment but only if properly risked. Below is a graph of the perspectives of each class of investors. One can see that each class is more or less aligned with a different phase of these energy decarbonization projects.

 


Source: Increasing the Quality of Investments for Deep Decarbonization. Energy Futures Finance Forum. February 2023. EF3-Framing-the-Energy-Futures-Finance-Forum-1.pdf


Energy Futures gives the innovation process itself four phases: invention, translation, adoption, and diffusion. Between each of these phases is a “valley of death,” a phrase which shows that there are several perilous journeys that must be undertaken for each project where risk may kill the project. This is why announcements of new scientific breakthroughs do not often end up being new technological breakthroughs.


 

Source: Increasing the Quality of Investments for Deep Decarbonization. Energy Futures Finance Forum. February 2023. EF3-Framing-the-Energy-Futures-Finance-Forum-1.pdf

 

The third figure below simply shows that each of the aforementioned risks need to be evaluated and mitigated as potential roadblocks for each technology I order to get it across those valleys of death.

 

 

Source: Increasing the Quality of Investments for Deep Decarbonization. Energy Futures Finance Forum. February 2023. EF3-Framing-the-Energy-Futures-Finance-Forum-1.pdf

 

Climate Investment Exposure to Silicon Valley Bank Failure

 

     While there has been quite a lot of blame going around about the Silicon Valley Bank (SVB) failure and now the Signature Bank failure, its hard to pinpoint any specific blame except to those managing the assets. I’m no finance expert by any means but I can understand what I read. Progressives are blaming Trump (weakening of Dodd-Frank in 2018). Conservatives are blaming Biden. Some are blaming the Fed. Some are blaming woke investment. Some are blaming wealthy investors. However, it seems that most agree that the banks exhibited poor risk management in light of prevailing market conditions. Certainly, inflation and the reactionary climbing interests rates were a factor, but one the bank managers should have been hedged more against. SVB was involved in clean energy investment as well as other investments with unpredictable returns involving startups and volatile markets like cryptocurrencies. Fervo Energy, the company involved in a major DOE funded geothermal energy research project in Utah, was an SVB customer. No doubt, many other decarbonization investments were involved as well. SVB lent to a majority of the community and residential solar projects in the country. Some have called it a ‘climate bank.’ While solar projects are not considered risky, they are generally low return and a portfolio full of low return projects is as not well-hedged as one with high return projects to balance them. Some solar CEOs think that the bank’s failure will indeed have an impact on the industry going forward but will sort out eventually as other banks concur that these solar projects are sound in the long term. Others think they will find other lenders quickly with little disruption. While demand for solar projects is high, they dropped by 16% in 2022 for a few reasons: Uyghur Forced Labor Prevention Act, higher interest rates, and supply chain issues.     

     Unfortunately, risky investments can become catastrophic as we have seen with some cryptocurrency investments and the current bank runs. Decarbonization investments need not be overly risky but by nature they are low return and often involve venture capital. Thus, their risk profile is higher than most investments. The current high inflation/high interest rate environment does not favor a majority of investments and high risk is amplified in such an environment. This is yet another among many reasons to tap the brakes on the energy transition. Aggressive decarbonization pledges and mandates are due for re-tunings for a number of reasons.

     Even though I have heard deep decarbonization advocates say we can’t afford to slow down decarbonization, perhaps a better question is can we afford to speed it up? I would say no, we can’t. Once again, as I have concluded in other articles the near-term to 2030 decarbonization goals will likely have to be scaled back and they can be since they are front-end loaded, meaning we can still approach later goals without adhering to deep emissions cuts in the near term. One might also fault the 1.5 deg scare with the ICCPs 2018 report as the reason 2030 goals got so front-end loaded. I read that Greta Thunberg ‘quietly’ deleted a tweet from 2018 where she claimed the world would end in 2023 if we did not aggressively address climate now. Oops.     

 

Implications of U.S.-China Competition

 

     As noted by Jennifer Lee in the Atlantic Council’s Energy Source Newsletter, while the Chips Act and other maneuvers to beef up U.S. domestic production of semiconductor chips, solar panels, lithium, and other critical minerals, and associated supply chains are no doubt useful in order to increase energy and tech security, in themselves they do not increase the rate of decarbonization and will use up a significant portion of funding from the infrastructure bill and the IRA. These useful spends won’t help us meet decarbonization targets any faster. China strongly dominates rare earths and rare earth processing as well as the solar the PV solar supply chain. They also dominate wind energy supply chains. The expected U.S. restrictions on exports to China of semiconductor chips is expected to be countered by China with a restriction on solar panel equipment in a typical tit-for-tat. The reality is that our current geopolitical tensions with China will hurt both countries, particularly in the short-term, again leading to a slowing of decarbonization efforts as costs go up. Another recent row involves the Ford-CATL EV battery deal which involves Chinese-made lithium iron phosphate battery technology. Elements in both the U.S. and China are claiming that they are wary about sharing technology. This kind of suspicion and distrust is not conducive to successful cooperation. Of course, some competition is healthy, but we need to be careful to avoid creating unnecessary obstacles between the world’s two biggest carbon emitters.  

 

 

Big Oil as Integrated Energy Companies Likely to Be a Big Part of Private Decarbonization Investment

 

     Big oil majors have long been major investors in alternative energy, being instrumental in the very development of tech like solar energy and lithium batteries. Now, as some of the Euro-majors in particular are pivoting to become so-called integrated energy companies, investment in clean energy is expected to increase in the coming years. However, there will be bumps in the road. One bump was recently revealed as BP pulled back their previously ambitious green energy investments. It could simply be that their enthusiasm was too high and their goals overly ambitious in the short-term. After the highly profitable 2022 for oil and gas they perhaps wish they would have waited a bit longer to divert funds away from oil and gas toward renewables and other green tech. Despite record profits, BP’s underperformance relative to their peers led their management to scale back their goals to decrease oil production by 40% by 2030 to a 25% reduction. Thus, their decarbonization has been decelerated a bit, although they claim their overall goals and plans for net-zero by 2050 have not changed. BP had increased their investments in their so-called “transition growth engines” which include renewables, bioenergy, CCS, hydrogen, and EV charging, from 3% to 30% since 2019. Susannah Streeter, head of money and markets at Hargreaves Lansdown, noted that BP has two sets of investors to please: those seeking the highest profits and those seeking responsible investing in clean energy tech. Half of BP’s largest investors are in the Climate Action 100+ group of activist investors. They have nudging sway and were not pleased by BP’s pullback. Shareholders approved BP’s initial planned 40% production increase by 2030 so BP will have to be careful going forward. In any case, the extreme profitability of 2022 allowed them to actually increase their investments in those transition growth engines as well as in more oil and gas production so the shear profitability of oil and gas is funding both ventures. Indeed, many oil and gas companies are still flush with cash so that will help with decarbonization capex in the near-term. This is true of oil and gas companies across the board: majors, independents, and private equity companies. Fiscal discipline has paid off and geopolitical forces have added to the bounty. However, weather has not been cooperative for the natural gas sector at least for the short term. Even so, the outlook is decent as natural gas and LNG demand is expected to remain high for some time to come.

 

Abated vs. Unabated Fossil Fuels

 

     Ministers form the 27 EU countries agreed on March 9 to focus on phase-out of unabated fossil fuels at this year’s COP28. They also want the fossil fuel peak to come sooner and to phase out all unabated fossil fuels well ahead of 2050. I see this as more rhetoric since it is unlikely China and India are going to heavily pursue CCS and methane emissions abatement in the near or medium term. Poor developing countries would be burdened even more to be subjected to abatement. A question would be what constitutes abated vs unabated. I see it as just another aspirational statement but also as a nudge. While it may be fine to nudge those that can financially handle abatement costs like Big Oil companies, the idea of nudging those less able to fund abatement does not seem fair to me. African countries have complained about restrictions on acquiring financing for fossil fuel projects. I see this focus on abatement as an extension of that. I would suggest that they be excluded from such requirements, with the caveat that they could add abatements later or be subsidized for those abatements by other countries.

 

 

Conclusions  

 

     New decarbonized technologies like advanced nuclear, CCS/CCUS, and hydrogen can be economic or relatively economic under the right circumstances and with adequate support to get each technology going towards full commercialization. However, support will need to be maintained and economics will need to be constantly evaluated in order to fund the best options optimally. Energy sources providing reliable power should be prioritized over intermittent sources. Options like blue hydrogen should be favored over green hydrogen where applicable, such as where natural gas is abundant and cheap. The EF3 report acknowledges that profitability will take time as first-of-a-kind projects will cost more, next-of-a-kind projects somewhat less, and nth-of-a-kind projects will begin to gain financial advantages. But Moniz’s admonition still stands – we need to demonstrate by 2030 that these projects can be deployed at scale.  

 

 

References:

Increasing the Quality of Investments for Deep Decarbonization. Energy Futures Finance Forum. February 2023. EF3-Framing-the-Energy-Futures-Finance-Forum-1.pdf

Energy Futures Finance Forum: Increasing Clean Energy Investment Quality: Live Stream February 28, 2023.

Solar companies offer reassurance after renewables financier Silicon Valley Bank collapses. Diana DiGangi. Utility Dive. March 14, 2023. Solar companies offer reassurance after renewables financier Silicon Valley Bank collapses | Utility Dive

BP’s green energy dilemma: investor confidence goes both ways. William Farrington. Proactive. March 6, 2023. BP’s green energy dilemma: investor confidence goes both ways (proactiveinvestors.com)

Beauty and the beast: Implications of the US-China tech war on climate and energy. Jennifer Lee. Atlantic Council. EnergySource. March 6, 2023. Beauty and the beast: Implications of the US-China tech war on climate and energy - Atlantic Council

EU agrees to push for global fossil fuel phase-out ahead of COP28. EURACTIV/Reuters. March 10, 2023. EU agrees to push for global fossil fuel phase-out ahead of COP28 – EURACTIV.com

 

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