Sunday, October 1, 2023

The Planetary Boundaries Framework: How Useful is the Concept and Does it Support Catastrophism?

    

     In 2016 I read and reviewed environmental scientist Johan Rockstrom’s and photographer Mattias Klum’s 2015 book, Big World, Small Planet: Abundance Within Planetary Boundaries. It was a beautiful book with very nice graphics and photographs. Rockstrom has championed the idea of planetary boundaries at least since publication of his first book in 2012, The Human Quest, Prospering Within Planetary Boundaries. The planetary boundaries paradigm was first introduced in 2009 when Rockstrom originally proposed the framework. Nine planetary boundaries were described, only one of which is climate change. Indeed, we are stressing the earth, our resources, habitats, and the ability of our earth systems to naturally mitigate imbalances, in more ways than climate change. The nine planetary boundaries are as follows: Biosphere Integrity, Climate Change, Novel Entities, Stratospheric Ozone Depletion. Atmospheric Aerosol Loading, Ocean Acidification, Biogeochemical Flows, Freshwater Change, and Land-System Change.  

 



Source: Earth beyond six of nine planetary boundaries. Katherine Richardson, Will Steffen, Wolfgang Lucht, Jorgen Bendtsen, Sarah E. Cornell, Jonathan F. Donges, Marcus Druke, Ingo Fetzer, Govindasamy Bala, and Johan Rockstrom. Science Advances. Vol 9, Issue 37. September 13, 2023. Earth beyond six of nine planetary boundaries | Science Advances


     It should be pointed out that these kinds of things are difficult to quantify, some were left unquantified for years, and some of these quantifications may be disputed. There are other concepts regarding things like resource depletion and earth system resilience that turned out to be inaccurate and not so useful. These include notions like resources depletion models failing to account for technological improvements. Examples include biologist Paul Ehrlich’s profoundly incorrect predictions about food availability that the first Green Revolution fixed readily, ideas like “carrying capacity” that turned out to woefully inadequate in some cases, and predictions about resource depletion that turned out to be far off the mark, again due to huge underestimation of technology and human ingenuity. We hear a lot in the media about the 6th mass extinction. Scientists differ on this idea, some saying that it is likely or occurring but many others saying it is not. Certainly, it is not occurring on the level of previous mass extinctions. Other groups of scientists regularly report doom. The Bulletin of Atomic Scientists’ wacky Doomsday Clock is one cringeworthy example.

     Science is all about consensus and paradigms that change, according to Thomas Kuhn who wrote about scientific revolutions in the 1950’s. It takes time for consensus and paradigms to change. Consensus can be seen as a subjective aspect of science, which is considered the model of objectivity. We should consider that science is not objectivity, but an attempt at objectivity, or an approximation of objectivity. We might also consider Heisenberg’s Uncertainty Principle, that the observer alters the observed by the mere act of observation, to apply to a meta-view of science as well.  

     Now, there is no doubt that these nine “boundaries” are important to try and understand and quantify. However, one thing about boundaries is that they can be shifted considerably by changing scientific consensus, new understanding, and by the goals of particular research. One example is climate change where the consensus on the goal and the point of no return from unwanted impacts was considered to be 2.0 deg C. Under the influence of activist climate scientists like Jim Hansen and others, the IPCC began to promote and provide more data for 1.5 deg C warming scenarios. While that is good and fine, somehow, the perceived “tipping point” moved from 2 to 1.5, especially after the IPCC’s 2019 1.5-degree report. I have argued elsewhere that where to put boundaries is the key feature of most environmental and political debates.

     A new paper in Science Advances - Earth beyond six of nine planetary boundaries – published on Sept. 13, 2023, made quite a bit of headlines. The authors write about the planetary boundaries framework as follows:

 

The planetary boundaries framework draws upon Earth system science. It identifies nine processes that are critical for maintaining the stability and resilience of Earth system as a whole. All are presently heavily perturbed by human activities. The framework aims to delineate and quantify levels of anthropogenic perturbation that, if respected, would allow Earth to remain in a “Holocene-like” interglacial state. In such a state, global environmental functions and life-support systems remain similar to those experienced over the past ~10,000 years rather than changing into a state without analog in human history. This Holocene period, which began with the end of the last ice age and during which agriculture and modern civilizations evolved, was characterized by relatively stable and warm planetary conditions. Human activities have now brought Earth outside of the Holocene’s window of environmental variability, giving rise to the proposed Anthropocene epoch.”

 

Thus, the stated goal of the framework is to delineate and quantify. That is an ongoing process, subject to change that may be based on access to new data and new understanding. The graphic below shows the changes in the framework from 2009 to 2023. We can see that a big part of the new change from 4 to 6 boundaries now considered to be breached has to do with considering previously unquantified boundaries to now be quantified. That does not mean there was a big change toward boundary breaches in the time between non-quantification and quantification as the paper’s title and the headlines suggest. Of course, the authors do conclude that there were changes toward breaches but people reading the title and headlines could only conclude that is the case, without a caveat saying that the new breaches had already been breached but not declared so, but due to new quantification confidence are now considered to be breached. That is a bit misleading in terms of change, making smaller changes seem like bigger changes.

     The framework is based heavily on modeling as it must be when considering the future. Predictive modeling has some limitations and necessarily has uncertainties. Correct modeling is dependent on correct assumptions that undergird the model. Similar to climate change modeling the framework considers human “forcings” that lead usually toward boundary breaches, and natural feedbacks, buffers, and the resilience of natural systems that can absorb the forcings. Another similarity of planetary boundaries modeling with climate change modeling is that it is systems-based and some are global in scope.

     The authors do address the criteria for emplacement of the boundaries:

 

Boundary positions do not demarcate or predict singular threshold shifts in Earth system state. They are placed at a level where the available evidence suggests that further perturbation of the individual process could potentially lead to systemic planetary change by altering and fundamentally reshaping the dynamics and spatiotemporal patterns of geosphere-biosphere interactions and their feedbacks.”

 

Of course, this does not remove uncertainties and the necessarily somewhat arbitrary nature of emplacing such boundaries due to those inherent and as yet unresolved uncertainties. Where before they had a “zone of uncertainty”, this has now been replaced by a “zone of increasing risk” to account for some new understanding. This reminds me a bit of the IPPC’s % certainty declarations in their reports. For instance, they put the beginning of the zone of uncertainty for climate change at 350ppm of CO2. This was the atmospheric concentration of CO2 in 1987-1988. They note that: “In recognition of the buffering resilience of Earth system, most boundaries are nevertheless set at values higher than their observed range through the Holocene up to the Industrial Revolution.” They also note: “The distinction between zones of “increasing” and “high” risk cannot be sharply defined. There is accumulating evidence that the current level of boundary transgression has already taken Earth system beyond a “safe” zone. However, we still lack a comprehensive, integrated theory, backed by observations and modeling studies, that can identify when a transition from a rising level of risk to one with very high and dangerous risks of losing a Holocene-like Earth system state may occur.” This is why they adopt the IPCC’s “burning ember” color coded system in their zone of increasing risk.

 

 




Source: Earth beyond six of nine planetary boundaries. Katherine Richardson, Will Steffen, Wolfgang Lucht, Jorgen Bendtsen, Sarah E. Cornell, Jonathan F. Donges, Marcus Druke, Ingo Fetzer, Govindasamy Bala, and Johan Rockstrom. Science Advances. Vol 9, Issue 37. September 13, 2023. Earth beyond six of nine planetary boundaries | Science Advances



Are Planetary Boundaries Fixed?

 

     In 2018, Ted Nordhaus made a pretty convincing argument (in my opinion) that Earth’s carrying capacity for human life is not fixed. The concept of carrying capacity is very similar to the concept of planetary boundaries. All of the planetary boundaries, while presumed natural boundaries, are being stressed by humans. Populations of other species have been known to stress ecosystems but rarely affect whole earth systems. In the geologic past bacteria and plants have altered the composition of the atmosphere, causing some stresses to earth systems. Nordhaus pointed to a 2018 study in Nature Sustainability that concluded that the Earth can only sustain 7 billion people at subsistence levels, even as we were then at 7.6 billion people. The implication of the paper was that those of us in wealthy countries with higher life satisfaction, the same life satisfaction that those living at subsistence levels would like to have as well, are the ones stressing the Earth’s systems. The authors of the paper attempted to quantify the levels of resource use required for subsistence in 150 countries. They concluded that “no country meets basic needs for its citizens at a globally sustainable level of resource use.” “Physical needs such as nutrition, sanitation, access to electricity and the elimination of extreme poverty could likely be met for all people without transgressing planetary boundaries. However, the universal achievement of more qualitative goals (for example, high life satisfaction) would require a level of resource use that is 2–6 times the sustainable level, based on current relationships.” Thus, they conclude that due to population and resource use we are living unsustainably, whatever that really means. Presumably, it means we are stressing earth systems toward dangerous tipping points. That may or may not be true, but people need to escape poverty and it is human nature to seek a comfortable life. While we can do what we can to improve efficiency and sustainability, we only have so many economic resources to do so, and that money competes with paying for our needs and wants. Thus, as the authors note, it is challenging. Below is a flow chart from the paper of their methodology.

 

 


Source: A good life for all within planetary boundaries. Daniel W. O’Neill, Andrew L. Fanning, William F. Lamb & Julia K. Steinberger. Nature Sustainability volume 1, pages88–95 (2018). A good life for all within planetary boundaries | Nature Sustainability


     However, such predictions are not new. Nordhaus points out that ecologist William Vogt in the 1940’s predicted that the overuse of agricultural land would result in soil depletion followed by catastrophe. While there has been some soil depletion there has been no catastrophe. Thus, what Vogt considered to be unsustainable turned out to be quite sustainable now even as the global population has more than tripled. The Green Revolution and continued improvements in agricultural science and technology have allowed us to grow much more food with much less land and those improvements continue. He also points out that Ehrich did the same with food production and the Club of Rome with resources. Nordhaus writes: “The long-term trend in market economies has been towards slower and less resource-intensive growth. Growth in per-capita consumption rises dramatically as people transition from rural agrarian economies to modern industrial economies. But then it tails off. Today, western Europe and the US struggle to maintain 2 per cent annual growth.” He reaches back into ancient history and notes that it once to took 6 times more farmland to feed a person a much poorer diet than a person eats today. He says: “What the palaeoarcheological record strongly suggests is that carrying capacity is not fixed. It is many orders of magnitude greater than it was when we began our journey on this planet.” He then notes that technologies like solar and nuclear energy can lead to carbon emissions reductions to allow us to lower our level of stress on the planetary boundary of climate.  

 

 

According to Wikipedia: “The carrying capacity of an environment is the maximum population size of a biological species that can be sustained by that specific environment, given the food, habitat, water, and other resources available. The carrying capacity is defined as the environment's maximal load, which in population ecology corresponds to the population equilibrium, when the number of deaths in a population equals the number of births (as well as immigration and emigration).”

 

“At the global scale, scientific data indicates that humans are living beyond the carrying capacity of planet Earth and that this cannot continue indefinitely. This scientific evidence comes from many sources worldwide. It was presented in detail in the Millennium Ecosystem Assessment of 2005, a collaborative effort involving more than 1,360 experts worldwide. More recent, detailed accounts are provided by ecological footprint accounting, and interdisciplinary research on planetary boundaries to safe human use of the biosphere. The Sixth Assessment Report on Climate Change from the IPCC and the First Assessment Report on Biodiversity and Ecosystem Services by the IPBES, large international summaries of the state of scientific knowledge regarding climate disruption and biodiversity loss, also support this view.”

 

Thus, the consensus seems to be that humans are stressing Earth’s systems by exceeding the Earth’s carrying capacity. While the Earth’s carrying capacity has to do with the Earth’s ability to accommodate growing population, planetary boundaries are more detailed in that they address the effects of various human activities on earth systems that may be approaching the limitations of those earth systems. The accuracy of placing planetary boundaries is based on levels of understanding of those earth systems. It involves predicting tipping points and impacts.

     As noted, one of the early proponents of carrying capacity was the ecologist William Vogt, who was depicted in the fascinating book, The Wizard and the Prophet, as the prophet of the environment alongside Norman Borlaug as the ‘wizard’ who used agricultural science and technology to help the world. The book compared hard (technology-based) and soft (impact reduction-based) approaches to problems. In this case, it is hard to deny that the wizard was the real hero compared to the prophet who while helping in some ways also caused some harm. Vogt advocated for things like population control as did Ehrlich, which was detrimental to families in developing countries as things like forced sterilization were tried. Ehrlich also advocated that we should not give food aid to malnourished countries, invoking what ecologist Garret Harding called the Lifeboat Ethic, which noted there was simply not enough to help others, so it was pointless and cruel to help them thrive. While they believed this was true at the time, it turned out to be very wrong and even seems sinister in hindsight. At the very least it shows the potential dangers of adopting policies based on limits. The two approaches in the Wizard and the Prophet are similar to a hands-on technological approach to problem solving based on feasibility and cost-benefit analysis and a pre-emptive hands-off approach based on ideas like the Precautionary Principle. Extrapolating these approaches to policy one might consider the hard approach to favor incentives for new technologies and the soft approach to favor mandates and limits on impactful activities. In reality we need both the carrot and the stick, but those who favor the wizards want more carrot and less stick and those who favor the prophets want more stick and less carrot.

     Nordhaus makes the following conclusions:

 

Today, demands to impose planetary boundaries globally are couched in redistributive and egalitarian rhetoric, so as to avoid any suggestion that doing so might condemn billions to deep agrarian poverty. But they say little, specifically, about how social engineering of such extraordinary scale would be imposed in a democratic or equitable fashion.”

 

Ultimately, one need not advocate the imposition of pseudo-scientific limits on human societies to believe that many of us would be better off consuming less. Nor must one posit the collapse of human societies to worry deeply that growing human consumption might have terrible consequences for the rest of creation.”

 

But threats of societal collapse, claims that carrying capacity is fixed, and demands for sweeping restrictions on human aspiration are neither scientific nor just.”

 

Nordhaus’s words seem to favor a voluntary-based approach to a mandate-based approach.

 

     Planetary boundaries are more or less assumed to be fixed but since the systems are resilient, they should be fixed within a certain range defined by that system resilience. It is a threshold based on the ability of those systems to handle certain stresses. Carrying capacity involves the ability of the systems to accommodate humans and their activities, but since we use science and technology to change the impacts of our activities, those activities can stress or destress the systems based on how we mitigate the impacts. Thus, I would argue that planetary boundaries may be fixed within certain ranges but carrying capacity is not since it involves the capacity to carry humans and their impacts which vary according to degree of mitigation. It is more or less a semantic argument. However, with media help, it can lead to being a scientific consensus of a group of scientists that lends support to catastrophist narratives. I do believe these issues are concerning and challenging. I don’t think the answer to solving them is mandates and burdensome regulations that increase costs for consumers. Anything that increases consumer costs disproportionately affects the poor as those new costs are a bigger part of their income. Thus, I don’t think that punishing poor people by driving up costs is the best way to address these challenges.

 

     In his book, Big World, Small Planet: Abundance Within Planetary Boundaries, Rockstrom argued for a change of approach to environmental and climate issues from a top-down approach to a bottom-up approach, in line with the ‘systems thinking’ or systems approach to ecology and sustainability. Of course, the two main stressors to these earth systems are population growth and economic growth. Both are likely to continue, although population growth may peak by 2064 or sometime before 2100 as scientists predict, and economic growth does have some ability to decouple from things like greenhouse gas emissions and resource use due mainly to technology and efficiency. However, economic growth is desirable for all countries, developed ones and especially developing ones. That is how we reduce poverty and provide opportunity. Degrowth is not a feasible, sensible, or even a moral solution. An example is that “leapfrogging” to inadequate solar and wind with high upfront costs in poor countries where domestic fossil fuels are available is not fair to those countries.

     Rockstrom does acknowledge the significant ranges of uncertainties inherent in predicting global systems change and the level of resilience built into those systems: “Earth is a complex and self-regulating system, in which everything is connected to everything else. This means, in very simple terms, that when nature is in good shape, Earth’s resilience is high.” They consider three of the boundaries as being hard-wired into the earth-system and thus having sharp well-defined boundaries: climate change, stratospheric ozone, and ocean acidification. These effects are all global. Another grouping is of four slower processes, what they call the slow boundaries: land-use, freshwater consumption, biodiversity loss, and interference with the nitrogen and phosphorous cycles. These have more regional and local effects. However, if those are multiplied enough around the world, they could become global effects. The third grouping is of two human-induced threats: 1) aerosol loading in the form of pollutants like soot (black carbon), nitrates, sulfates, and other particles, and 2) chemical pollution (novel entities), mainly in the form of heavy metals and persistent organic pollutants (POPs). Those two are the ones recently quantified and now considered to be beyond their assigned planetary boundaries. These scientists have done lots of revisions through the past 13 years they have been attempting to quantify these earth systems. Thus, even the ranges of resilience can change so the planetary boundaries may not be very fixed after all, or rather some are more fixed than others.



Source: Earth beyond six of nine planetary boundaries. Katherine Richardson, Will Steffen, Wolfgang Lucht, Jorgen Bendtsen, Sarah E. Cornell, Jonathan F. Donges, Marcus Druke, Ingo Fetzer, Govindasamy Bala, and Johan Rockstrom. Science Advances. Vol 9, Issue 37. September 13, 2023. Earth beyond six of nine planetary boundaries | Science Advances


     Again, I feel a need to emphasize the uncertainties of quantification of these boundaries. For instance, evaluating biosphere integrity involves quantifying ecosystem services. Such estimations are wrought with uncertainty. Coral reefs, mangrove forests, tropical rainforests, and inland wetlands are probably the most valuable systems in terms of the benefits they provide and the cost it would take to restore them. Rockstrom and Klum note one estimate of their global annual value (all ecosystem services) is about $125 trillion, about 1.5 times global annual GDP (in 2015).

     They recommend limiting economic growth and increasing environmental regulations and think that will spur innovation. They also recommend the UN Environment Program be given powers like the WTO or the WHO. I don’t think that is the right approach. While some such compliance-based rules have been established and will probably increase, I believe a voluntary-based approach should be prioritized and would spur more innovation. They also favor carbon taxes, planned fossil fuel phaseouts, and many “soft” approaches like green chemistry, biorefineries, bioplastics, circular economies, and agroecology. While these things have been useful on small scales and should continue to be pursued, they are not likely to be scaled up or become economical solutions anytime soon. In the 8 years since their book was published the needle has barely moved on these technologies due to cost and scaling issues. For instance, in considering “peak everything” mostly metals and minerals such as phosphorus they recommend recycling. While that is a good idea and should continue to be pursued, it is far cheaper to continue to explore and mine new sources, which continue to be found in most cases. Phosphorus is a required fertilizer for food production. Current reserves of the most concentrated form as rock phosphate are limited, with 70% occurring in Morocco. Some phosphate can be extracted from sewage waste, but it is not cost-effective. It can be preserved by not wasting it by targeting and timing its use on plants. That would also help address the problem of phosphate loading (nitrogen and phosphate loading are considered to be one of the planetary boundaries as biogeochemical flows). It is perhaps ironic that something so rare in needed concentrated forms is also accumulating in waterways at unsafe levels. William Vogt first experienced the notion of carrying capacity when entrusted to determine declining guano reserves on islands off the coast of South America. Guano was the main source of phosphate before rock phosphate. While the earth has an abundance of phosphate it is rare in concentrations high enough to be economic to exploit. Thus, peak phosphate is considered to be immanent or perhaps we already passed it but that does not mean new sources won’t be found or that more reserves can be exploited.  

 

 

References:

 

Earth Deep in Danger Zone Beyond Safe Planetary Boundaries, Study Warns. Environment. Marlowe Hood. AFP. September 15, 2023.  Earth Deep in Danger Zone Beyond Safe Planetary Boundaries, Study Warns : ScienceAlert

Big World, Small Planet: Abundance Within Planetary Boundaries – by Johan Rockstrom and Mattias Klum (Yale University Press, 2015)

Humanity Has Overstepped Six of the Earth’s Nine Planetary Boundaries. Darren Orf. Popular Mechanics. September 25, 2023. Humanity Has Overstepped Six of the Earth’s Nine Planetary Boundaries (msn.com)

Planetary Boundaries. Stockholm Resilience Center. 2023. Planetary boundaries - Stockholm Resilience Centre

Earth beyond six of nine planetary boundaries. Katherine Richardson, Will Steffen, Wolfgang Lucht, Jorgen Bendtsen, Sarah E. Cornell, Jonathan F. Donges, Marcus Druke, Ingo Fetzer, Govindasamy Bala, and Johan Rockstrom. Science Advances. Vol 9, Issue 37. September 13, 2023. Earth beyond six of nine planetary boundaries | Science Advances

The Earth’s carrying capacity for human life is not fixed. Ted Nordhaus. Aeon Magazine. July 5, 2018. The Earth’s carrying capacity for human life is not fixed | Aeon Ideas

Carrying capacity. Wikipedia. Carrying capacity - Wikipedia

The Wizard and the Prophet: Two Remarkable Scientists and Their Dueling Visions to Shape Tomorrow’s World. Charles Mann. Penguin Random House. 2018.

A good life for all within planetary boundaries. Daniel W. O’Neill, Andrew L. Fanning, William F. Lamb & Julia K. Steinberger. Nature Sustainability volume 1, pages88–95 (2018). A good life for all within planetary boundaries | Nature Sustainability

Peak Phosphorus. Wikipedia. Peak phosphorus - Wikipedia

 

No comments:

Post a Comment